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The Pharmaceutical Journal Vol 267 No 7178 p869-874
15 December 2001

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Making sense of clinical governance

In the second of a series of articles, Catherine Dewsbury, the Royal Pharmaceutical Society's clinical governance pharmacist, explains how clinical governance, far from introducing new requirements, reflects much of the Society's Code of Ethics

I hold the belief that clinical governance is not new to pharmacy, because its individual components all have links with the Society's Code of Ethics and Standards. Clinical governance should therefore be a part of everyday practice.

The history of clinical governance in the National Health Service begins in 1998, when the Department of Health published "A first class service: quality in the NHS", setting out for the first time the Government's policy for raising quality for NHS patients and services. The policy involved setting standards through the National Institute for Clinical Excellence and the national service frameworks, and monitoring standards through the Commission for Health Improvement, patient forums and national patient satisfaction surveys. Central to this process would be delivering higher quality services through better self-regulation and through clinical governance. "A first class service" gave a complex definition of clinical governance: "A framework through which NHS organisations are accountable for continuously improving the quality of their services and safeguarding high standards of care, by creating an environment in which excellence in clinical care will flourish".

The Society was quick off the mark with its policy document "Achieving excellence in pharmacy through clinical governance" (1999) in which it welcomed clinical governance and set a framework through which pharmacists might deliver clinical governance. Since that time much work has been done in pharmacy by both local groups and individuals. There is, however, evidence that much more work is needed if pharmacists are to participate fully in clinical governance.

Since "Achieving excellence", the focus of clinical governance has changed significantly in the light of reports such as "Organisation with a memory" (1999), the Kennedy report on Bristol children's hospital (2001), the Toft report on intrathecal chemotherapy (2001) and "Building a safer NHS for patients" (2001). These, and the launch of the National Patient Safety Agency in September, have mapped out the quality agenda in terms of the NHS plan's objective of a patient-centred NHS. In addition, the new National Health Service Reform and Health Care Professionals Bill spells out even more clearly that in future regulatory bodies such as the Society will have to focus on improving their systems to involve more lay people and re-emphasise their role in protecting patients and the public.

Where are we now?

Although the Government's wordy definition of clinical governance does not exactly trip off the tongue, its commitment to improvements and excellence is clear. What helps us understand what is required of us as individuals, and in our workplaces, is to consider the component processes of clinical governance. These processes help us to build the links between clinical governance and the Society's Code of Ethics.

Clinical governance consists of a series of processes for improving quality and ensuring that professionals are accountable for their practice. These processes have been identified as continuing professional development, evidence-based practice, audit, dealing with poor performance, managing risk, monitoring clinical care and patient involvement.

Let us consider each clinical governance process in turn.

CPD One of the key responsibilities of a pharmacist is to keep up to date. Part 2 of the Code, which sets out standards of professional practice, states that pharmacists must ensure that "they undertake continuing professional development relevant to their professional duties".

Evidence-based practice The need for evidence-based practice is highlighted in the Code's "key responsibilities of a pharmacist", which state: "Pharmacists must ensure that their knowledge, skills and performance are of a high quality, up to date, evidence based and relevant to their field of practice."

Audit Pharmacists' participation in audit is outlined in the Code's standards for professional competence: "Pharmacists must continually review the skills and knowledge required for their field of practice, identifying those skills or knowledge most in need of development or improvement and audit their performance as part of the review."

Dealing with poor performance Identifying poor practice and remedying it is inherent in the Code's section on personal responsibilities of a pharmacist, which begins: "Pharmacists' prime concern must be for the wellbeing and safety of patients and the public.

Risk management In terms of managing risk, the introduction to the Code's standards for personal responsibilities says: "Pharmacists must ensure their own working practices are safe and effective." There are additional responsibilities for superintendents and chief pharmacists in hospitals and pharmacy owners who "must ensure that procedures designed to minimise risk are formulated and applied" in the workplace.

Monitoring clinical care The key to monitoring clinical care is the way in which pharmacists manage and use the information they have about patients. Guidance on these responsibilities is given in the Code in the service specification for patient medication records. The requirements for adequate records is repeated in specifications for diagnostic services, advice to nursing and residential homes and domiciliary oxygen services.

Patient involvement Part of the Code's key responsibilities of a pharmacist is that: "Pharmacists must respect patients' rights to participate in decisions about their care and must provide information in a way in which it can be understood."

Accountability

Above all these processes is the requirement for professionals to be accountable for their work, as is made clear in "Building a safer NHS for patients", the Kennedy report and "A first class service". The Society takes this requirement seriously. Part 1 of the Code, which covers pharmacists' ethics, requires that "when faced with ethical dilemmas pharmacists are expected to use their professional judgement in deciding the most appropriate course of action. They must be able to justify their decisions to their peers, and to any person or organisation which may be affected by their actions, including individual patients, the public, the NHS, their employers, and other healthcare professionals. Pharmacists may be accountable to any of these".

A new year's resolution

At this time of year many of us review the past year and consider our actions for the coming year. I hope that, having read this article, readers will now agree that participation in clinical governance is a substantive part of good professional practice. Let us make 2002 the year in which we resolve to do the right things right, to the right people, in the right way and at the right time, and to take responsibility for doing it.

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